-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K2GtJH6EDqQNbxkVxtxkhpMUPb16uSlBQfFBhXm2KsIrXvMmuP8fxEAqIKSmszRU kO1n2hJTHisKMU/12ZLfPg== 0000898430-02-000217.txt : 20020413 0000898430-02-000217.hdr.sgml : 20020413 ACCESSION NUMBER: 0000898430-02-000217 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC MORTGAGE HOLDINGS INC CENTRAL INDEX KEY: 0001000298 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 330675505 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49465 FILM NUMBER: 02514082 BUSINESS ADDRESS: STREET 1: 1401 DOVE STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 1401 DOVE STREET STREET 2: 20371 IRVINE AVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL CREDIT MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19950911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: IMPAC FUNDING CORP CENTRAL INDEX KEY: 0001158563 IRS NUMBER: 330674495 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1401 DOVE ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494753600 MAIL ADDRESS: STREET 1: 1401 DOVE ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 dsc13ga.txt IMPAC MORTGAGE HOLDINGS - SC13G/A#1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) * IMPAC MORTGAGE HOLDINGS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 45254P-10-2 ----------------------------------- (CUSIP Number) December 31, 2001 ----------------------------------------------------- Date of Event which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- ------------------------------------ --------------------------------------- CUSIP No. 45254P-10-2 13G Page 2 of 4 Pages - ------------------------------------ --------------------------------------- - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Impac Funding Corporation - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [_] Inapplicable - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 308,328 BENEFICIALLY OWNED BY --------------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON WITH 0 --------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 308,328 --------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 308,328 - -------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) Inapplicable - -------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .9%/1/ - -------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) CO - --------------------------------------------------------------------------------------------------------
- --------------------- 1. Based on 32,001,997 shares of common stock outstanding as of January 17, 2002. Page 2 of 4 pages Item 1. (a) Name of Issuer - Impac Mortgage Holdings, Inc. (b) Address of Issuer's Principal Executive Offices -1401 Dove Street, Newport Beach, CA 92660. Item 2. (a) Names of Person Filing - Impac Funding Corporation (b) Address of Principal Business Office or, if none, Residence - 1401 Dove Street, Newport Beach, CA 92660. (c) Citizenship - Incorporated in California (d) Title of Class of Securities - Common Stock (e) CUSIP Number - 45254P-10-2 Item 3. (a) [_] Broker or Dealer registered under Section 15 of the Act (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance Company as defined in section 3(a)(19) of the act (d) [_] Investment Company registered under section 8 of the Investment Company Act (e) [_] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S)240.13d-l(b)(l)(ii)(F) (g) [_] Parent Holding Company, in accordance with (S)240.13d-l(b)(ii)(G) (Note: See Item 7) (h) [_] Group, in accordance with (S)240.13d-l(b)(l)(ii)(J) Item 4. Ownership (a) Amount Beneficially Owned - 308,328 (b) Percent of Class - .9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -308,328 (ii) shared power to vote or to direct the vote -0 (iii) sole power to dispose or to direct the disposition of -308,328 (iv) shared power to dispose or to direct the disposition of -0 Item 5. Ownership of 5 Percent or Less of a Class If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of security, check the following [x]. Item 6. Ownership of More than 5 Percent on Behalf of Another Person The common stock of Impac Funding Corporation represents a 1% economic interest in Impac Funding Corporation. Item 7. Identification and Classification of the Subsidiary Which Acquired the Securities Being Reported on By the Parent Holding Company Inapplicable. Item 8. Identification and Classification of Members of the Group Inapplicable. Item 9. Notice of Dissolution of Group Inapplicable. Page 3 of 4 pages Item 10. Certification By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: January 22, 2002 Signature: /s/ RICHARD J. JOHNSON ---------------------- Name: Richard J. Johnson, Chief Financial Officer Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----